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OR 2000-913 Cable Equipment Fees AN ORDINANCE OF THE CITY OF COPPELL, TEXAS ORDINANCE NO. 2000913 AN ORDINANCE OF THE CITY OF COPPELL, TEXAS, ESTABLISHING FINDINGS AND THE MAXIMUM PERMITTED EQUIPMENT RATE CHARGED BY PARAGON CABLE; PROVIDING A REPEALING CLAUSE; PROVIDING A SEVERABILITY CLAUSE; AND PROVIDING AN EFFECTIVE DATE. WHEREAS, the City of Coppell, Texas franchises cable television service for the benefit of its citizens; and WHEREAS, the City is the Grantor of a franchise ordinance by and between the City of Coppell and Paragon Cable ("Paragon"); and WHEREAS, in accordance with applicable provisions of the Telecommunications Act of 1996 (the "Act") and rules adopted by the Federal Communications Commission ("FCC") and all other applicable federal and state laws and regulations, the City has undertaken all appropriate procedural steps to regulate the equipment and installation rates; and WHEREAS, in accordance with applicable FCC regulations the City adopted an ordinance providing for the regulation of rates charged by cable television operators within the City for the equipment and installation rates are related equipment and installation charges and providing for a reasonable opportunity for interested parties to express their views concerning basic cable regulations; and WHEREAS, on or about October 1, 1999 the City reviewed what is commonly known as FCC Form 1205; and WHEREAS, the City has caused to be audited and has concluded that said proposed rates for maximum permitted monthly lease rates in Form 1205 are inappropriate; NOW, THEREFORE, BE IT ORDAINED BY THE CITY COUNCIL OF THE CITY OF COPPELL, TEXAS: SECTION 1. That after review the following are ordained findings of this City Council: A. That on or about October 1, 1999, the City of Coppell received Paragon's FCC form 1205 filing. B. That the City reviewed Paragon's FCC Form 1205 to determine the reasonableness of the proposed monthly equipment lease, installation and maintenance rates. C. That the findings of the C2 Consulting audit, which is attached hereto and incorporated herein by reference as Exhibit "A", are hereby established as findings. D. That based upon the information received from Paragon, the City concludes that the rates proposed by Paragon for maximum permitted monthly lease rates are not reasonable. SECTION 2. That the City has an obligation to timely act upon the pending rate application consistent with current FCC rules and regulations and that Paragon' s submittal of the FCC form 1205 received on or about October 1, 1999, is hereby rejected for the reason that the proposed rate is not reasonable. SECTION 3. That the City hereby further ordains: A. That Paragon's request for maximum permitted monthly lease rates of $3.44 for addressable converters and $0.64 for non-addressable converters included in its Form 1205 filing is hereby denied. B. That based on the information received from Paragon and recommendations from C2 Consulting Services, Inc., which is attached hereto and incorporated herein by reference as Exhibit "A", the maximum permitted rate for the monthly lease rate for addressable and non-addressable converters is established at $3.39 and $0.62 respectively effective July 1, 2000. SECTION 4. All provisions of the ordinances of the City of Coppell in conflict with the provisions of this ordinance be, and the same are hereby, repealed, and all other provisions of the ordinances of the City of Coppell not in conflict with the provisions of this ordinance shall remain in full force and effect. SECTION 5. Should any sentence, paragraph, subdivision, clause, phrase or section of this ordinance be adjudged or held to be unconstitutional, illegal or invalid, the same shall not affect the validity of this ordinance as a whole, or any part or provision thereof other than the part so decided to be invalid, illegal or unconstitutional, and shall not effect the validity of the Code of Ordinances of the City of Coppell, Texas. SECTION 6. That this ordinance shall take effect immediately from and after its passage and publication, as the law and charter in such cases provide. DULY PASSED by the City Council of the City of Coppell, Texas, this ~, ~ day of d.~ta:~t~, 2000. APPROVED: By: C/)~~~&- CAND~ S~-t'E'~HAN, MAYOR ATTEST: ~_~H ~,~ LIBBY B/~tTL,'C~'~Y SECRETARY ZTTROVE~~/d ~)~EP~T ]~. ~I~GER, CITY ATTORNEY (REH/cdb 06/22/00) 3 32817 .TING SERVICES, INC. 7801 Pencross (972) 726-7216 Dallas. Texas 75248 (972) 726-0212 (fax) I January 28, 2000 Mr. Rick Moore City of Coppell PO Box 478 Coppell, Texas 76019 Dear Mr. Moore: C2 Consulting Services, Inc. CC2'') has completed the evaluation of the FCC Form 1205 filed by Paragon Cable ("Paragon" or the "Company") with the City of Coppell, Texas ("City") on or about September 30, 1999. This is Paragon's first year to file a Fonn 1205 for City review of regarding its proposed changes in equipment monthly lease rates and installation and maintenance charges since implementation of the Social Contract provisions in 1996.2 In August 1999, Paragon opted out of the Social Contract provision that established regulation of such installation and equipment maintenance costs by the FCC.2 Therefore, Paragon has filed for review of these proposed rates by each oft he franchising authorities' with jurisdiction over such rates. This study does not constitute an examination of the financial condition of Paragon or its parent company. As such, C2 cannot and does not express any position with regard to the accuracy or validity of the financial information provided by Paragon during the course of the analyses. BACKGROUND In its 1999 Form 1205 filing for the 2000 rate year, Paragon proposes to decrease all its 1999 rates with the exception of the monthly charge for addressable converters. This rate is being increased form $2.76 to $3.44 per month per converter-a twenty five percent (25%) increase. The following table provides a comparison of Paragon's 1999 rates and Paragon's proposed 2000 Form 1205 rates: ~ Social Contract for Time Warher Cable ("Social Contract';), as approved by the FCC in Social Contract for Time Warner, Memorandum Opinion and Order, FCC 95-478, released November 30, 1995, ("Social Contract Order"). 2 See Social Contract, III. B. Mr. Rick Moore January 28, 2000 P~e 2 COMPARISON OF EQUIPMENT AND INSTALLATION RATES Paragon Paragon Proposed 1999 MPR* 2000 MPR* Difference Houdy Sentice Charge $29.84 $29.78 $(0.06) Service Install - Unwired home $29.84 $29.78 $(0.06) install - Prewired home $17.31 $17.27 $(0.04) Install - Additional connect initial $13.40 $13.40 0 Install - Additional connect separate $27.46 $27.40 $(0.06) Truck Trip $17.31 $17.27 $(0.04) Change of sentice tier $29,84 $29.78 $(0.06) Monthly Lease Rates Remotes $0.31 $029 $(0.02) Non addressable converters $0.84 $0.64 $(020) Addressable converters $2.76 $3.44 $0.68 *Maximum Permitted Rate Par~on's proposed 2000 rates are based on a single Form 1205 calculation that was provided to each of the franchising authorities impacted. However, each of the components of the aggregated filing is a sum of that same component on Form 1205 filings developed for the following five Time Wamer divisions operating in Texas: · Austin Division · Houston Division (East and West, with East being previously operated by TCI) · San Antonio Division · Southwest Division · Waco Division Therefore, each individual Form 1205 must be reviewed for accuracy and the appropriateness of any computations. ANALYSES OF THE FILINGS Project Objectives and Activities The project objectives are three fold: 1. Assessment of the completeness of the filings with regard to the information and documentation that must be filed with the City. 2. Assessment of the reasonableness of the proposed computations in light of FCC regulation, recent FCC rulings and prior ownership and operations of the system included in the calculations. 3. Assessment of the reasonableness of the proposed computations in light of Paragon's proposed method of aggregation. Mr. Rick Moore January 28. 2000 Page 3 Given these objectives, C2 conducted the following project activities: · Review of the filings to assess the completeness based on the FCC Form 1205 instructions. · Review of the filings to identify any issues with respect to the data and/or methodologies employed by Paragon. · Submission of follow-up data requests and subsequent review of Paragon's responses. · Review of recent FCC decisions that may have an impact on Paragon's proposed methodologies or the City's alternative actions. · Development of potential alternatives available to the City in establishing maximum permitted equipment and installation rates. Summary of Findings C2 identified two main issues with respect to Paragon's proposed computations of maximum permitted equipment and installation rates. The issues are: 1. The computation of the Hourly Service Charge CHSC') and the monthly lease rates inappropriately include both the costs and hours related to converter retrieval in the previously owned TCI systems. 2. It does not appear that Time Warner has instituted adequate quality control measures to assure that the five Texas divisions follow standard methods by which the data are derived, accumulated and/or allocated to the Form 1205 computations. 1. Converter Retrieval Costs/Hours in HSC and Converter Lease Rates Within the Houston Division are a number of previously owned and operated TCI systems that were transferred to the control of Time Warner in November 1998. Prior to that time, TCI had filed aggregated Fonn 1205s that included all its owned and/or managed systems on a national basis. C2 reviewed the TCI Form 1205s for these ~stems for the period 1996 through the 1998. In 1999, Time Warner presented the Form 1205 filing based on information that was provided by TCI.3 In the 1996-1998 filings, C2 determined costs and hours concerning converter retrieval had inappropriately been included in the development of the HSC and the monthly equipment lease rates. C2's argument was premised on (1) these costs (and hours) were not related to "new activities," but in fact, were related to activities conducted during the period of "unbundling" in the Form 1200/1205 process; and (2) TCI had not unbundled the costs related to these activities into the equipment basket (thereby continuing to recover them from the monthly programming services rates). C2 concluded that allowance of these costs in the equipment basket would provide for a double recovery from the subscribers served by these systems. In the 1999 Time Warner Form 1205 filing related to the systems that had been transferred from TCI, TCI provided Time Warner with computations that did not include converter retrieval costs or hours. These 1999 filed rates are the rates that were adopted by the franchising authorities. 3 Time Warner's 1999 Form 1205 filing in the Houston East systems was based on a fiscal year end December 31, 1998. Mr. Rick Moore January 28, 2000 Page 4 However, in the instant filing, Paragon has included converter retrieval costs and hours again for these prior TCI systems. Not only is the Company collecting from the basic service rates in the Houston systems, but it is also attempting to collect these same costs fi'om all other subscribers through equipment and installation rates. The FCC recently ruled on this issue in DA 99-2227: MACC disallowed TCI's recovery of costs associated with disconnects and converter retrievals based on the consultant's finding that these costs were not unbundled from the operator's programming charge. TCI appealed this action but does not dispute the unbundling finding. Because an operator cannot include in the equipment basket costs that were lef[ in the base programming service rates.. . TCI's appeal on this point is denied.4 Therefore, the inclusion of the converter retrieval costs and hours by Paragon in the previously . managed TCI systems should be disallowed in determining the combined divisions' HSC. In addition, the labor costs assigned to the repair and maintenance of converters should not include the hours related to the retrieval of converters from the subscribers' premises for these systems. Based on the information provided, the impact of deducting the converter retrieval costs and associated hours from the Houston Division East's Form 1205, and thereby reducing the combined Form 1205 computations, results in no change to the HSC, but reduces the monthly equipment lease rates as follows: · Non addressable converters - $0.64 to $0.62 · Addressable converters - $3.44 to $3.39 2. Apparent Lack of Standard Quality Controls During the review of the five Texas divisions' Form 1205 computations, C2 noted that the development of certain data and/or mcthodologics varied among divisions. For example, some systems used the actual contract labor costs and others developed an average annual cost based on average annual jobs times average costs per job. The supporting documentation provided by each division also varied significantly. For purposes of the instant filing it does not appear that the lack of standardization has resulted in any significant impact to rates (outside of the above issue, and in light of the fact that most of the rates have been reduced for the 2000 rate year). However, for future filings, Paragon should be required to demonstrate that a standard methodology is being used, that the divisions are following such standards, and that the Company has instituted quality control measure to test the reliability of each division' s computations. SUMMARY OF RECOMMENDATIONS Based on the above findings and conclusions, the City should consider taking the following actions: 1. The City should consider disallowing the converter retrieval costs and hours used in the 4 Memorandum Opinion and Order, DA 99-2227, released October 21, 1999, paragraph 18. Mr. Rick Moore January 28, 2000 Page 5 development of the Houston Division' s East Form 1205. 2. The City should consider adopting a maximum pemdtted non-addressable converter rate of $0.62 per month. 3. The City should consider adopting a maximum perutilted addressable converter rate of $3.39 per month. 4. The City should order Paragon to issue refunds to subscribers within ninety (90) days of a rate order based on the difference between the ordered rate and the January 3, 2000, implemented rate. Interest on the refund mount should accrue to the time the refund is issued. 5. The Company should be required to institute quality controls for consistency in the reporting of data by Time Wamer divisions should the Company continue to employ this aggregated methodology. C2 appreciates having this oppommity to work with the City of Coppell in review of the Form 1205 rates. If you have any questions regarding this report or need clarifications as to the recommendations, please contact Ms. Connie Cannady at (972) 726-72 16. Very truly yours, C2 Consulting Services, Inc. PARAGON C A B L E May 11, 2000 Mr. Rick Moore City of Coppell 255 Parkway Blvd Coppell, Texas 75019 RE: Rates for Basic Cable and Equipment Rates Dear Mr. Moore: This letter is to officially notify you that Paragon Cable is implementing rates for Basic Service and for Addressable and Non-Addressable Converter Rental recommended by C2 Consulting, effective no later than July 1, 2000. Refunds for overpayment plus interest, where applicable, will be accomplished via one-time credits to affected customers' accounts. Customers who will experience an effective rate change resulting in a refund will be notified directly on their billing statements at the time the refund and rate change is reflected on the statement. Customers who ~vill not experience an effective rate change or refund will be notified via legal advertising in local newspapers. Digital package customers, whose services and equipment rates already are discounted, are not affected. If we can provide additional information, please call me at 972-501-7144, or Dennis Moore at 972-501-7001. Thank you. Sincerely, a'C_i~an Patteff Vice President of Government and Public Affairs Time Warner Cable, Southwest Division CC: Dennis Moore, General Manager 2951 Kinwest Parkway, Irving, Texas 75063-3498 972/501-7000 Fax 972/501-7070 A Time Warnet Company