Planning ProceduresPLANNING PROCEDURES TO ADDRESS WATER QUALITY IMPACTS
FROM DEVELOPMENT AND REDEVELOPMENT
Dorothy Crawford, P.E., U.S. EPA Region 6
Municipal Permits Section
Abstract
The purpose of this paper was to guide Region 6's MS4
permittees in their efforts to develop appropriate Planning
Procedure Elements for their Storm Water Management Program.
Federal regulations required municipalities with populations
over 100,000 who operating a separate storm sewer system to apply
for a Municipal Separate Storm Sewer System (MS4) NPDES permit.
Region 6 has received over 20 applications for MS4 permits.
These applications were submitted in two parts. Part 1 presented
background and general information about the MS4 and began to
identify some sources of urban pollution. Part 2 built upon the
foundation established in Part 1 and included the applicant's
Storm Water Management Program. This Program was prepared by the
applicants to achieve the Clean Water Act's goal for MS4 permits
of reducing pollutants from MS4 discharges to the maximum extent
practicable. Region 6 is in the process of developing these MS4
permits.
The goal of the MS4 NPDES program is the reduction and
elimination of pollutants in storm water discharges from urban
areas. The application regulations (federal regulations 40 CFR
122.26(d)) were designed to meet this goal by requiring the
development of site specific programs for the individual MS4s.
Site specific permitting is crucial given the variables of urban
runoff pollution causes and effects.
The applicants were required to address in their SWMP the
different categories of urban pollution sources (40 CFR
122.26(d)(iv)). These elements are considered the minimum
requirements for the SWMP. Each element is unique and considered
important to achieving the goals of the NPDES program.
The discussion will be limited to the Development Planning
Procedures SWMP element. This particular element has caused the
applicants a lot of grief and confusion. The permittees are
concerned about how Region 6 will interpret this regulatory
requirement.
During the review of the applications the Region has ''t ^'
frequently noted that the Planning element was deficient as ;.
submitted. We anticipate that many of the draft MS4 permits will
contain compliance schedules for the permittee to enhance or 7`">I
develop an appropriate Planning element.
All
It is important to note a common misunderstanding about the
interrelationship between the Construction Program element and
the Development Planning Procedure element.
One potential aspect of the Planning element may involve the
use of permanent runoff control devices such as ponds and basins,
which can also function as sediment ponds the permittees may
require under the Construction element. The permittees can also
select to implement the two elements in the same way (e.g., by
plan review), but the elements' have different missions. The
Planning and Construction elements are unique from each other in
that the Planning element addresses potential pollutants loading
AFTER construction is complete, where the Construction element
addresses pollutants DURING construction activities.
The Flood Management element is also closely related to the
planning element. Both address post construction water quality
impacts of projects during the planning and designing stage.
However the Flood Management element is limited to flood
management projects while the Planning element addresses a much
broader array of projects.
It is not uncommon for local authorities to develop
ordinances end design documents that address all three of these
elements (Construction, Planning, and Flood Management) in one
document. The MS4 permittees need to remain aware of the unique
nature of each of the required elements.
The following is the application regulation for the Planning
element (40 CFR 122.26(d)(2)(iv)(A)(2)): "The applicant must
include a description of planning procedures including a
comprehensive master plan to develop, implement. and enforce
controls to reduce the discharge of pollutants from municipal
separate storm sewers which receive discharges from areas of new
development and significant redevelopment. Such plan shall
address controls to reduce pollutants in discharges from
municipal separate storm sewers after construction is complete."
EPA's guidance documents to help the applicants; interpret the
regulatory requirements stated that a satisfactory Planning
element would identify planning procedures and structural and
nonstructural control measures for development and redevelopment
projects to address water quality impacts after construction.
The permittees planning element should document how proposed
or existing ordinances and /or site design guidelines IMPACT the
planning of sites to be developed or redeveloped to more
satisfactorily address the proven storm water runoff pollution
that results from urbanization. To put it in :simpler terms, as
the land planner is putting pencil to paper to begin the concept
of the development's layout how does the Planning element affect
the land plan? As the design engineer develops the detailed
plans for the development does the permittees' guidelines or
{ ordinances require special accommodations for post- construction
storm water quality impacts from the project?
Historically municipalities have instructed development
professionals on all aspects of site planning, from lot
dimensions to street right of way and sidewalk widths, to
allowable land uses. It is generally recognized that zoning and
planning requirements result in an overall benefit to a
community. Many of these planning restrictions and guidelines
have been developed to provide sufficient safety,
and aesthetics for the public, and to allow publiccservicescsuch
as water and sewer to be provided more efficiently. The SWMP's
Planning element will assure that post- construction water quality
is addressed during the planning stage along with other public
services and aesthetic issues.
The parties interested in this issue can exert powerful
influences on the cities. Some of the Planning element's
controls and practices are land intensive or costly. To a
developer land is money. The more concentrated the placement of
homes, buildings, and parking lots the more benefits the
developers will realize from their efforts. Most cities expend
financial resources to ATTRACT development and are concerned that
any additional development controls will both detract from this
effort and possibly make the playing field uneven between them
and their to date unregulated neighbor communities. Then there
is the issue of who pays to maintain these controls. Most
municipalities do not eagerly await additional drains on their
operating funds. The choice for the MS4 cities is NOT between
developing or not developing, it IS between taking steps to
ensure that suitable practices are implemented to mitigate
development's adverse impacts on runoff, or the failure to take
such steps.
MS4 permittees need to go through a thought process before
developing planning requirements. What are you requiring? Wh y
are you requiring it. How and Who will be administrating the
requirements? What are the expectations for the requirements?
How should the cities select the planning procedures that
are appropriate for them? As a starting point Region 6 would
recommend answers; to the following questions be investigated:
What are the pollutants in MS4's discharges? What are their
water quality impacts? What are the pollutant sources? What are
the array of known controls and their performance standards?
What are the area's natural factors that limit options?
The post- construction controls that abate pollution from
areas that have been recently developed or redeveloped can be
categorized into three general groupings (source, runoff, and
treatment).
Source controls can prevent the pollution generation or
accumulation. In line with our national Pollution Prevention
guiding principle Region 6 would encourage these controls be
adopted wherever possible. It is frequently cheaper to prevent
Pollution then to treat it.
Runoff control abates urban pollution because devices
designed to control flows often provide some level of pollutant
removal such as sedimentation, and some urbanization water
quality impacts can be traced back to increased quantity of
runoff.
Then there are the controls whose purpose is to treat the
runoff and remove the pollutants prior to discharge.
When developing the Planning element of the SWMP the
permittees should investigate the existing technical information
on urban runoff pollution controls. The science of controlling
pollution in urban runoff is undergoing constant growth. New
concepts to address this issue are constantly being developed.
The act of assigning these controls to a category has an
arbitrary aspect to it. Many of these controls have multiple
facets to them. The gist of most of the source controls is to
allow the development to lay lightly on the land, to minimize
earth moving, to let the topography suggest the land use, and
also to minimize the sources and causes of the pollution such as
impervious surfaces, and standard drainage design principles that
emphasize the rapid conveyance of runoff.
Some of the source controls that we would recommend the MS4
permittees consider including in their Planning element are as
follows.
The possibility of requiring that natural drainageways be
maintained wherever possible during the planning stage.
Requiring the maintenance of post - development pollutant
loadings from a site to pre - development levels.
Placing a numeric limit on the percentage of allowable
impervious surfaces in a developed area. Require modular or
porous pavements for certain low use paved. surfaces such as
a shopping malls remote parking areas, residential street
parking and driveways, private roads, fire:lanes, and
industrial storage yard and loading zones.
Permittees should consider stressing surface drainage
patterns over subsurface drainage patterns. Pervious
surface drainage patterns help to both control the increased
volume and rate of runoff from urbanized areas, and
increases the potential of pollutant removal from surface
vegetation. Promote the use of filter strips and the
elimination of curbing where appropriate.
Ordinance can require the maintenance of existing vegetation
for land of a set slope, and the establishment of new
vegetation.
Land planning could be encouraged that does not emphasis
vehicle Use. There are examples of developments across the
country that have been planned with the intent to promote
pedestrian and non - motorized travel for day to day
activities (community based development, public
transportation) .
The runoff' control category is the one most people think of
when considering planning procedures for development tha
water quality. t address
The use of the various types of detention devices (dry and
wet basins, and man -made wetlands) is dependant on the areas
climate and soils, among other things. It is commonly
believed that 90% of an urbanized areas pollution results
from the more frequent small rainfall events and from the
first flush of runoff. Detention devices designed for the
larger less frequent catastrophic storm events may provide
very limited effective pollutant removal unless special
considerations are given to the issue during design. A
basin designed exclusively to detain the 25 year storm event
to prevent flooding would typically not provide effective
Pollutant removal. However if the basin's design
incorporated internal flow delaying devices and outfall
controls specifically designed to retain the more frequent
storm events flows the basin might function as an effective
Pollutant removal device.
Unless combined with some sort of discharge treatment system
or an aggressive surface cleaning program, pavement and
rooftop detention would not typically function to
effectively remove pollutants. This detention does have the
Potential of decreasing the downstream runoff rate which may
provide some relief from sediments created by erosion. In.
addition for smaller events the delayed release of flows may
impact the ability of downstream surface vegetated
conveyance ;systems to remove pollutants from the discharge.
Treatment options may be necessary where existing conditions
prohibit a lot of the source and runoff control devices and
practices. Treatment may also be necessary to address certain
Pollutants that are not abated by the previous two categories of
controls. Examples of this are dissolved metals and toxics.
Recent research has indicated that treatment may be the best
control mechanism. for these parameters.
Treatment controls typically have the advantage of being
non -land intensive. We would recommend that planning
requirements allow planners the option of treating the runoff in
lieu of utilizing the source and runoff control devices and
practices.
Coastal areas may need to address floatables more directly
than via education and litter programs. Requiring screening
of discharges from developments known to produce excessive
floatables may be more effective.
Infiltration is also an effective runoff control mechanism.
Devices in this category range from porous pavements, to
infiltration trenches, to vegetated ditches with berms.
The use of flocculants has been used to pretreat runoff
flowing into man -made wetlands.
Disinfection of runoff is specific to the problem of
bacteria.
Separators may be appropriate for runoff discharges from
areas known to produce high levels of oil and grease such as
gas stations, truck terminals, and bus depots.
The permittees Planning element should include policies,
ordinances, zoning, or other instruments (or schedules to develop
them) as necessary to communicate the Planning element
requirements to the planning and design community. We would
recommend the element contain design criteria wherever possible
(e.g., percent impervious surface allowable, maintenance of
pre /post pollutant loadings, detention of first inch of runoff).
The element must include a discussion of how the permittees
intend to enforce and implement the requirements.
Flexibility is an important part of the equation. The
permittees should allow developers and planning professionals the
leeway to select the form of control most appropriate to the
site. Region 6 recommends emphasizing the source controls over
the treatment controls. Special considerations should be
provided to environmentally sensitive areas (e.g., wetlands,
coastal areas). Due to the fact that many of the MS4 cities are
already built up and new development planning controls may seldom
be utilized, redevelopment should be addressed by the Planning
element in addition to development projects.
References:
California Stormwater Quality Task Force (1993) ; California Storm
Water Best Management Practice Handbook - Municipal.
New York State Department of Environmental Conservation(1992);
Reducing the Impacts of Storm Water Runoff from New Development.
New York State Department of Environmental Conservation(1992);
Model Storm Water and Erosion Control Ordinance.
Pitt, Robert; Field, Richard; Lalor, Melinda; Brown, Michael;
Urban Storm Water Toxic Pollutants: Assessment, Sources, And
Treatability.
Pitt, Robert; Barron, Patricia F.; Ayyoubi, ali; Field, Richard
(1991) ; The Treatability of Urban Storm Water Toxicants.
Schueler, Thomas R.; Mitigating the Adverse Impacts of
Urbanization on Streams, A Comprehensive Strategy for Local
Government.
Schueler, Thomas R.; Kumble, Peter A.; Heraty, Maureen A.
(1992) ; A Current Assessment of Urban Best Management Practices,
Techniques for Reducing Nonpoint Source Pollution in the Coastal
Zone.
Novotny, Vladimir; and Olem
Prevention, Identification,
State of Florida Department
Florida Development Manual,
Management.
Harvey (1994); Water Quality,
and Management of Diffuse Pollution.
of Environmental Protection; The
a Guide to Sound Land and Water
Terrene Institute (1994) ; Fundamentals of Urban Runoff
Management, Technical and Institutional Issues.
Virginia Department of Conservation and Recreation Division of
Soil and Water Conservation (1990) ; Best Management Practices
Handbook.
Yu, S.L.; Kasnic:k, M.A.; and Byrne, M.R. (1993); A level
spreader /vegetat.ive Buffer Strip System for Urban Storm Water
Management.
U.S. Environmental Protection Agency (1980) ; Porous Pavement,
Phase I Design and Operational Criteria (EPA- 600/2 -80 -135).
U.S. Environmental Protection Agency (1979) ; Demonstration of
Nonpoint Pollution Abatement Through Improved Street Cleaning
Practices (EPA - 600/2 -79 -161).
U.S. Environmental Protection Agency (1992) ; Guidance Manual For
the Preparation of Part 2 of the NPDES Permit Application for
Discharges From MS4s (EPA- 833 -B -92 -002).
U.S. Environmental Protection Agency (1993) ; Handbook, Urban
Runoff Pollution Prevention and Control Planning
(EPA- 625 -R -93 -004).
U.S. Environmental Protection Agency (1990) ; Storm and Combined
Sewer Overflow:An Overview of EPA's Research (EPA- 600 -8 -89 -054).
U.S. Environmental Protection Agency (1994) ; Storm Water
Pollution Abatement Technologies (EPA- 600 -R -94 -129).
U.S. Environmental Protection Agency (1993) ; Guidance Specifying
Management Measures For Sources of Nonpoint Pollution in Coastal
Waters (EPA - 840 -B -92 -002).